Woodbrook Group is authorised and regulated by the Cyprus Securities and Exchange Commission (No: 297/16) and subject to the requirements of the EU’s Markets in Financial Instruments Directive (MiFID). Woodbrook Group is licensed by the Cyprus SEC for the provision of Investment Services (Investment Advice) and Ancillary Services (Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments).
Pillar 3 Disclosure / Risk Disclosure
Woodbrook Group Limited (“the Company”) is authorised and regulated by the Cyprus Securities and Exchange Commission (“CySEC”) as a Cyprus Investment Firm (“CIF”) to offer the services of the Investment Advice and Ancillary Services, under the Provision of Investment Services, the Exercise of Investment Activities, the Operation of Regulated Markets and Other Related Matters Law 144(I)/2007, as subsequently amended from time to time (“the Law”).
The Company does not fall under the requirements of Section 4(1) (2) of Regulation EU 575/2013 and CySEC Directive 144-2014-15.
The Company is obligated to maintain the initial share capital requirements as detailed in the 144(I)/2007 Law, section 10(4) which they did in 2016.
The Company maintains effective policies and procedures to identify, assess and control risk. The overall risk exposure is low.
- Board of Directors, including two Non-Executive, Independent Directors
- Risk Committee
- Senior Management
- Risk Manager
- Compliance & AML Officer
- Internal Auditors
- External Auditors